Dates and location
Pricing
Hours
Dates and location
Pricing
Hours
Description
This seminar introduces the core principles of Anti-Money Laundering (AML) compliance for public accounting firms. Participants will learn when AML obligations apply, key regulatory concepts, and the full requirements for client identification and beneficial ownership verification.
CPAs increasingly engage in activities requiring AML compliance oversight. Understanding foundational obligations helps practitioners meet regulatory expectations, reduce firm risk, and ensure proper client due diligence.
Related Sessions:
Key Takeaways
Upon completion of this course, you will be able to:
- Understand the AML framework for public accounting firms.
- Identify triggering activities and when AML obligations apply.
- Apply client identification requirements.
- Complete beneficial ownership verification documentation.
Who Will Benefit
CPAs, assurance professionals, tax practitioners, and staff at public accounting firms with limited or foundational AML knowledge.
How to Access the Course
This course is a live webinar. You must attend the live course to receive verifiable CPD hours. We recommend you join five minutes prior to the scheduled starting time. To get the full experience of this interactive course, use a computer that has video and microphone capabilities.
If available, course materials can be accessed 2 business days prior to the course and should be downloaded in advance.
Registration, cancellation, withdrawal and all other CPA Ontario PD policies can be found here.
Speaker(s)
Wei Yang, MBA, FRM, is a transformation leader with extensive experience in Anti-Money Laundering (AML) strategy, regulatory compliance, and technology-enabled modernization. She has led AML advisory initiatives across financial services and public accounting, including program design, risk assessments, beneficial ownership reviews, and operational process improvements. Wei currently serves as Director at Scotiabank, driving global transformation for the Wealth Management division. She holds a Finance degree from the University of Toronto, an MBA from Rotman, and is a certified Financial Risk Manager (FRM).