Dates and location
Pricing
Hours
Dates and location
Pricing
Hours
Description
This engaging documentary is a case study in insider trading and business ethics.
Learn from the story and revealing testimony of an ex-insider trader who is still struggling with the tragic consequences of what was the most prolonged insider trading scheme ever discovered by American and Canadian securities investigators. The documentary is followed by a post-screening conversation with Kelly Ohayon (CPA, CA, MBA, CIA, CRMA, CFE) and Collared’s main character Joseph Grmovsek in a cross-disciplinary discussion that sheds light on the ethical duties of professionals. At the end of the post-screening discussion video, you will complete a short quiz based on the documentary film and post-screening discussion.
Note: This film references suicide and contains graphic descriptions of what occurs inside of prison.
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Key Takeaways
Upon completing this course, you will be able to:
- Better understand the duty of professionals to maintain confidentiality and the fiduciary duty obligations towards your client in a professional context.
- Review of the key principles of confidentiality and information protection applicable to professionals based on the legislation and other authorities prohibiting information misappropriation and insider trading.
- Acquire best practices for analyzing ethical dilemmas for ethical decision making in relation to information misappropriation and insider trading.
- Understand how your organization can monitor and respond to information misappropriation and insider trading risks through risk management and corporate compliance.
Who Will Benefit
All CPA and investment professionals who want to understand how ethical decision-making impacts business and personal lives, and how the line between ethical and unethical decision making can be complex, confusing and blurred over time.
Disclaimer
The views expressed in the course are non-authoritative and have not been formally endorsed by CPA Ontario and do not reflect the views of CPA Ontario. The information included in the course if for general information purposes only.
CPA Ontario, the presenters and the authors do not accept any responsibility or liability that might occur directly or indirectly as a consequence of the use or application of or reliance on this material.
How to Access the Course
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To access the course on your computer please visit our BlackBoard site, and log-in using the same login and password used for the Registration Portal.
Please allow up to 15 minutes after registration for the course to appear on your BlackBoard page.
Registration, cancellation, withdrawal and all other CPA Ontario PD policies can be found here.
Speaker(s)
UDocs is a social enterprise that promotes and leads the development and production of edutainment media content to advance the rule of law, professional ethics, social justice, and corporate social responsibility.